URA-NER: A Unified Retrieval-Augmented Framework with Retrieval Alignment and Uncertainty Reduction for Low-Resource NER

Jingyu Wang, Shijie Wu, Fusheng Jin

In-context learning (ICL) based on large language models (LLMs) has shown promising potential in alleviating performance bottlenecks caused by the limited availability of annotated data in Named Entity Recognition (NER). However, existing methods still face issues of retrieval misalignment and generation uncertainty, making their performance heavily dependent on the LLM's capabilities. As the parameter scale of LLMs decreases, their performance in few-shot settings deteriorates significantly. In this paper, we propose a novel unified retrieval-augmented framework, URA-NER, including three key components: Progressive Granularity Retrieval (PGR), Model-aware Representation Enhancement (MaRE), and Reason-aware Knowledge Verification. PGR is a two-stage retrieval mechanism that achieves stage alignment. It first retrieves demonstrations for span detection based on the query's global semantics, and then for type classification based on the specific entity context, providing fine-grained local information. Moreover, MaRE employs entity pre-recognition to guide the construction of representations, ensuring the query and demonstrations are aligned within the LLM's semantic space and…