Generalization of Transformer-Based Neural Quantum States via In-Context Learning

Zhen Qin, Qing Qu, Alfred O. Hero

Neural quantum states based on modern deep learning architectures have emerged as powerful representations for quantum many-body systems. In particular, Transformer-based neural quantum states provide expressive models capable of capturing long-range correlations, and their empirical generalization performance has recently been demonstrated. However, a theoretical understanding of their generalization behavior remains largely unexplored. In this paper, we develop a theoretical framework to analyze the generalization properties of Transformer-based neural quantum states under in-context learning. We establish a rigorous inference-time generalization error bound in terms of mean squared error (MSE), showing that the pointwise prediction error decreases inversely with both the number of in-context examples and the depth of the Transformer. We further show that the Transformer depth required to achieve this guarantee scales only linearly with the system size--namely, the number of particles in continuous systems or the number of qudits in discrete systems. Building on this result, we extend our analysis to full quantum states formulated as rank-one density operators, and derive…