Dependable AI-Assisted Engineering: A Formal Framework for AI Participation and Assurance in Safety-Critical Workflows

Puxue Tan

Generative AI can produce engineering artefacts, but generation alone does not determine whether or how those artefacts should enter safety-critical workflows. This paper develops a formal framework for assigning AI participation and assurance at the level of individual workflow units. Each unit has a participation and assurance record covering its engineering requirement, an approved operational formalization where applicable, the applicable mechanism, fallback where applicable, evidence obligations and the applicable guarantee, plus a deployment-readiness status. The framework distinguishes deterministic verification, statistically calibrated admission, authorized human judgement supported by AI advice, authorized human adjudication of AI-produced artefacts, retained deterministic tool paths and explicit non-participation; these arrangements carry different kinds of guarantee rather than levels on a common scale. The framework also separates formalization fidelity from verifier soundness, provides a staged classification and readiness procedure, and derives conditions for comparing a gated AI-assisted unit with an incumbent process under recurring-population assumptions. We…