FinEvolveKG: Controlled and Attributable Prompt Evolution for Financial Knowledge Graph Construction

Abhinav Arun, Jayita Bhattacharyya, Fabrizio Dimino, Bhaskarjit Sarmah, Stefano Pasquali

Financial institutions construct knowledge graphs (KGs) from shared SEC 10-Ks to serve risk analysis, portfolio management, and investment research, whose analytical needs differ. Extraction must adapt without fragmenting shared grounding, typing, and temporal rules. Hand-authored persona prompts and fine-tuning add cost. Weight-free prompt optimization offers an alternative, but unconstrained evolution of a monolithic prompt can rewrite shared rules alongside persona guidance, obscuring changes and complicating review. We introduce FinEvolveKG, a KG-construction harness separating reusable general and persona-policy blocks and mechanically confining GEPA, a reflective prompt optimizer, to the designated block. During persona adaptation, the approved general block remains byte-stable and every optimizer edit is localized to a separately versioned persona policy. A dual objective balances generic temporal-KG quality with persona-relevant facts, motifs, and multi-hop connectivity. We evaluate five mutation scopes on ticker-disjoint 10-K splits, with three seeds for the persona-conditioned arms (v3-v5) across three personas. On the three-seed mean, the complete two-stage…